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State Statutes - Idaho - Title 30 - Chapter 14 - 30-14-410
Idaho Statutes
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30-14-410 - FILING FEES
(a) Broker-dealers. A person shall pay a fee of
two hundred dollars ($200) when initially filing an application for
registration as a broker-dealer and a fee of two hundred dollars ($200) when
filing a renewal of registration as a broker-dealer. If the filing results in
a denial or withdrawal, the administrator shall retain the fee.
(b) Agents. The fee for an individual is fifty dollars ($50.00) when
filing an application for registration as an agent, a fee of fifty dollars
($50.00) when filing a renewal of registration as an agent, and a fee of fifty
dollars ($50.00) when filing for a change of registration as an agent. If the
filing results in a denial or withdrawal, the administrator shall retain the
fee.
(c) Investment advisers. A person shall pay a fee of one hundred fifty
dollars ($150) when filing an application for registration as an investment
adviser and a fee of one hundred fifty dollars ($150) when filing a renewal of
registration as an investment adviser. If the filing results in a denial or
withdrawal, the administrator shall retain the fee.
(d) Investment adviser representatives. The fee for an individual is
thirty dollars ($30.00) when filing an application for registration as an
investment adviser representative, a fee of thirty dollars ($30.00) when
filing a renewal of registration as an investment adviser representative, and
a fee of thirty dollars ($30.00) when filing a change of registration as an
investment adviser representative. If the filing results in a denial or
withdrawal, the administrator shall retain the fee.
(e) Federal covered investment advisers. A federal covered investment
adviser required to file a notice under section 30-14-405, Idaho Code, shall
pay an initial fee of thirty dollars ($30.00) and an annual notice fee of
thirty dollars ($30.00).
(f) Payment. A person required to pay a filing or notice fee under this
section may transmit the fee through or to a designee as a rule or order
provides under this chapter.
(g) Dual agent/investment adviser representative. An investment adviser
representative who is registered as an agent under section 30-14-402, Idaho
Code, and who represents a person that is both registered as a broker-dealer
under section 30-14-401, Idaho Code, and registered as an investment adviser
under section 30-14-403, Idaho Code, or required as a federal covered
investment adviser to make a notice filing under section 30-14-405, Idaho
Code, is not required to pay an initial or annual registration fee for
registration as an investment adviser representative.
 
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