Idaho State Statutes - Idaho Attorney Directory

(a) Filing
requirement. Except as otherwise provided in subsection (b) of this section, a
rule adopted or an order issued under this chapter may require the filing of a
prospectus, pamphlet, circular, form letter, advertisement, sales literature
or other advertising record relating to a security or investment advice,
addressed or intended for distribution to prospective investors, including
clients or prospective clients of a person registered or required to be
registered as an investment adviser under this chapter.
(b) Excluded communications. This section does not apply to sales and
advertising literature specified in subsection (a) of this section which
relates to a federal covered security, a federal covered investment adviser,
or a security or transaction exempted by section 30-14-201, 30-14-202 or
30-14-203, Idaho Code, except as required pursuant to section 30-14-201(7),
Idaho Code.

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