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State Statutes
- Idaho
- Title 30
- Chapter 14
- 30-14-409
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| Idaho Statutes |
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| 30-14-409 - WITHDRAWAL OF REGISTRATION OF BROKER-DEALER, AGENT, INVESTMENT ADVISER AND INVESTMENT ADVISER REPRESENTATIVE |
WITHDRAWAL OF REGISTRATION OF BROKER-DEALER, AGENT, INVESTMENT
ADVISER AND INVESTMENT ADVISER REPRESENTATIVE. Withdrawal of registration by a
broker-dealer, agent, investment adviser or investment adviser representative
becomes effective sixty (60) days after the filing of the application to
withdraw or within any shorter period as provided by a rule adopted or an
order issued under this chapter unless a revocation or suspension proceeding
is pending when the application is filed. If a proceeding is pending,
withdrawal becomes effective when and upon such conditions as required by a
rule adopted or an order issued under this chapter. The administrator may
institute a revocation or suspension proceeding under section 30-14-412, Idaho
Code, within one (1) year after the withdrawal became effective automatically
and issue a revocation or suspension order as of the last date on which
registration was effective if a proceeding is not pending. |
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